WebJun 24, 2024 · The Division of Investment Management is a branch of the SEC that oversees mutual funds, ETFs, and investment advisers and managers. The overarching … WebFeb 27, 2024 · On February 2, 2024, the Securities and Exchange Commission (SEC) Division of Investment Management staff (the Staff) issued a bulletin to remind mutual …
Investment Management Update Insights Skadden, Arps, …
WebJun 14, 2024 · Investment Management Liability Risk Management LIBOR Transition Life Sciences Licensing, Collaborations & Joint Ventures Litigation Mergers & Acquisitions Multidisciplinary Crisis Management Natural Resources Private Client Private Equity Private Funds Real Estate Investments & Transactions Registered Funds Risk Management WebDec 22, 2024 · Pursuant to the provisions of sections 4A and 4B of the Securities Exchange Act of 1934, as amended, (15 U.S.C. 78d-1, 78d-2), the Securities and Exchange Commission hereby delegates, until the Commission orders otherwise, the following functions to the Director of the Division of Investment Management, to be performed … chip beggs land for sale
Investment Management Update Insights Skadden, …
WebFeb 27, 2024 · Rules and regulations SEC Division of Investment Management issues guidance on registered funds and differential advisory fee waivers. On February 2, 2024, the Securities and Exchange Commission (SEC) Division of Investment Management staff (the Staff) issued a bulletin to remind mutual funds and their boards of directors about … WebOn November 2, 2024, the Securities and Exchange Commission (SEC) voted to propose significant amendments to Rule 22e-4 under the Investment Company Act of 1940 (1940 Act), which governs mutual funds’ liquidity risk management function (Liquidity Rule … WebUnder her leadership, the Division of Investment Management finalized more than 70 regulatory initiatives to modernize the regulatory framework for investment companies and investment advisers, improve the investor experience through modernized disclosure and outreach efforts, elevate the standards of conduct for financial professionals, and … chip beef roll ups recipe